FRP Corporate Advisory Limited

• Principal Place of Business

  110 Cannon Street

  London

  EC4N 6EU

  UNITED KINGDOM

  Phone

  +4402030054000

  Web

  https://www.frpadvisory.com

• Complaints Contact

  110 Cannon Street

  London

  EC4N 6EU

  UNITED KINGDOM

  Phone

  +4402030054000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Bloom

  IRN MXB00557

  • [FCA CF] Client dealing (10 Mar 2021 to 5 May 2023)
• Nicolas Lovelock

  IRN NXL00073

  • [FCA CF] Client dealing (since 18 Mar 2021)
• Patrick Neil Walters

  IRN PXW00241

  • [FCA CF] Client dealing (5 Oct 2023 to 14 Nov 2023)
• Paul Edward Mardon

  IRN PXM22462

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2024)
  • CF11 Money Laundering Reporting (4 Dec 2019 to 8 Dec 2019)
• Robert Wirdnam

  IRN RXW00267

  • [FCA CF] Client dealing (16 Mar 2021 to 18 Feb 2022)
• Ryan Symonds

  IRN RXS00426

  • [FCA CF] Client dealing (since 23 Mar 2021)
• Simon Paul Davies

  IRN SPD01072

  • [FCA CF] Client dealing (since 27 Feb 2023)
• Thomas Owen Cox

  IRN TOC00005

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (12 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (6 Mar 2019 to 8 Dec 2019)
• Tim Spooner

  IRN TXS02028

  • [FCA CF] Client dealing (since 29 Nov 2023)
• Victoria Kisseleva

  IRN VXK01096

  • [FCA CF] Client dealing (since 2 Apr 2024)

No changes recorded yet.