Frontier Development Capital Limited

• Principal Place of Business

  45 Church Street

  Birmingham

  West Midlands

  B3 2RT

  UNITED KINGDOM

  Phone

  +4403302231430

  Web

  https://www.frontierdevelopmentcapital.com

• Complaints Contact

  Forward House, 17 High Street

  Henley In Arden

  Warwickshire,

  England

  B95 5AA

  UNITED KINGDOM

  Phone

  +443302231430

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Dean Edward Heaney

  IRN DEH01093

  • [FCA CF] Significant management (since 3 Mar 2025)
  • [FCA CF] Client dealing (since 3 Mar 2025)
• Diane Watt

  IRN DXW00249

  • [FCA CF] Material risk taker (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Donna Pickersgill

  IRN DXP00607

  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Material risk taker (since 1 Jul 2024)
• Edward Bradburn

  IRN EXB00121

  • [FCA CF] Material risk taker (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Gerald Gannaway

  IRN GXG00093

  • [FCA CF] Material risk taker (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Graham Nigel Mold

  IRN GNM01018

  • [FCA CF] Manager of certification employee (since 1 Jul 2024)
  • [FCA CF] Material risk taker (since 1 Jul 2024)
  • [FCA CF] Significant management (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (8 Aug 2019 to 8 Dec 2019)
• Jacek Zygmunt Glonek

  IRN JXG73738

  • [FCA CF] Material risk taker (1 Jul 2024 to 1 Jun 2025)
  • [FCA CF] Client dealing (1 Jul 2024 to 1 Jun 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (19 Jun 2020 to 31 May 2025)
  • SMF16 Compliance Oversight (19 Jun 2020 to 31 May 2025)
• Jack Atkins

  IRN JXA00784

  • [FCA CF] Client dealing (since 1 Nov 2025)
• Jeremy Paul Taylor

  IRN JPT01113

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 May 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 4 May 2020)
  • CF10 Compliance Oversight (8 Aug 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Aug 2019 to 8 Dec 2019)
• Jocelyne Bath

  IRN JXB03816

  • [FCA CF] Significant management (since 1 Jul 2024)
  • [FCA CF] Material risk taker (since 1 Jul 2024)
  • [FCA CF] Manager of certification employee (since 1 Jul 2024)

• My Generation Asset Management Limited (no longer appointed)

  FRN 944761 · Appointed 11 Feb 2021 · Until 1 Apr 2021

No changes recorded yet.