Frenkel Topping Limited

Date authorised
1 April 2013
Companies House
02312427
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Frenkel House
    15 Carolina Way
    Salford
    Greater Manchester
    M50 2ZY
    UNITED KINGDOM
    Phone
    +4401618868000
    Web
    https://www.frenkeltopping.co.uk

  • Complaints Contact

    Frenkel House
    15 Carolina Way
    Salford
    Greater Manchester
    M50 2ZY
    UNITED KINGDOM
    Phone
    +4401618868000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Demmery Haden

    IRN PXH00507

    • Director of firm who is not a certification employee or a SMF manager (since 24 Nov 2021)
  • Philip Robson

    IRN PJR00067

    • CF21 Investment Adviser (21 Aug 2002 to 15 Nov 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Aug 2002)
  • Rachel Dixon

    IRN RXD00429

    • [FCA CF] Manager of certification employee (since 2 Feb 2026)
  • Richard Cullen Fraser

    IRN RCF00007

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 27 Oct 2016)
    • CF3 Chief Executive (30 Nov 2017 to 8 Dec 2019)
    • CF1 Director (AR) (16 Dec 2010 to 30 Nov 2015)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF10 Compliance Oversight (1 Apr 2005 to 21 Nov 2017)
    • CF11 Money Laundering Reporting (1 Apr 2005 to 21 Nov 2017)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Richard Petrie

    IRN RXP00064

    • CF10 Compliance Oversight (1 Dec 2001 to 23 Apr 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 23 Apr 2002)
    • CF14 Risk Assessment (1 Dec 2001 to 23 Apr 2002)
    • CF15 Internal Audit (1 Dec 2001 to 23 Apr 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2002)
  • Robert Farnworth

    IRN RXF01299

    • CF30 Customer (2 May 2008 to 21 Feb 2014)
  • Robert Fletcher

    IRN RXF00173

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 24 Nov 2021)
  • Robert James Simpson

    IRN RXS01781

    • CF30 Customer (19 Dec 2017 to 12 Jan 2018)
  • Robin James Bailey

    IRN RJB01333

    • CF21 Investment Adviser (1 Apr 2004 to 19 Jul 2006)
    • CF22 Investment Adviser (Trainee) (3 Sep 2003 to 1 Apr 2004)
  • Russell David Vidler

    IRN RDV01005

    • CF21 Investment Adviser (5 May 2005 to 22 Mar 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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