Richard Petrie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Frenkel Topping Limited (no longer approved here)

    FRN 145186

    • CF10 Compliance Oversight (1 Dec 2001 to 23 Apr 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 23 Apr 2002)
    • CF14 Risk Assessment (1 Dec 2001 to 23 Apr 2002)
    • CF15 Internal Audit (1 Dec 2001 to 23 Apr 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.