Frenkel Topping Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Frenkel House15 Carolina WaySalfordGreater ManchesterM50 2ZYUNITED KINGDOM- Phone
- +4401618868000
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Complaints Contact
Frenkel House15 Carolina WaySalfordGreater ManchesterM50 2ZYUNITED KINGDOM- Phone
- +4401618868000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Gregory Joseph McMahon
IRN GJM01237
- CF2 Non Executive Director (5 Apr 2016 to 15 Jun 2016)
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Haojie Liang
IRN HXL00271
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 30 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
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Iain Paul Muffitt
IRN IXM00097
- CF1 Director (AR) (14 Feb 2012 to 27 Sep 2013)
- CF30 Customer (3 Dec 2009 to 27 Sep 2013)
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Ian James Files
IRN IJF00003
- CF24 Pension Transfer Specialist (5 Oct 2006 to 31 Jul 2007)
- CF21 Investment Adviser (23 Mar 2005 to 31 Jul 2007)
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Ian James MacKendrick
IRN IJM00031
- Appointed representative dealing with clients for which they require qualification (17 Feb 2022 to 17 Jun 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 17 Jun 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Jun 2022)
- CF30 Customer (17 Feb 2015 to 17 Jun 2022)
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Ian Norman Smith
IRN INS01005
- CF30 Customer (7 Dec 2007 to 31 Dec 2012)
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Ian Peter Greenhalgh
IRN IPG00003
- [FCA CF] Client dealing (24 May 2021 to 27 Oct 2021)
- [FCA CF] Functions requiring qualifications (24 May 2021 to 27 Oct 2021)
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Jack Joseph Farrell
IRN JXF00586
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF30 Customer (since 23 Jun 2024)
- [FCA CF] Functions requiring qualifications (since 19 Feb 2024)
- [FCA CF] Client dealing (since 19 Feb 2024)
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Jack William Fallows
IRN JXF53209
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 16 Jan 2026)
- [FCA CF] Functions requiring qualifications (since 16 Jan 2026)
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Jade Soanes
IRN JXS09270
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Mar 2021)
- CF30 Customer (11 Dec 2018 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Aspire + Wealth Management Limited
FRN 914141 · Appointed 26 Sep 2019
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Forte Wealth Management Limited
FRN 796645 · Appointed 15 Dec 2017
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Frenkel Topping Associates Limited
FRN 759456 · Appointed 30 Sep 2016
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HJA FINANCIAL MANAGEMENT SERVICES LIMITED (no longer appointed)
FRN 1005154 · Appointed 25 Nov 2023 · Until 30 Apr 2025
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Lime Wealth Management Limited (no longer appointed)
FRN 999569 · Appointed 12 Jul 2023 · Until 17 Oct 2025
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Serious Law Investments Limited (no longer appointed)
FRN 990595 · Appointed 25 Jan 2023 · Until 30 Apr 2025
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CFG Financial Services Limited (no longer appointed)
FRN 979511 · Appointed 21 Jul 2022 · Until 30 Apr 2025
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Ralli Financial Services Limited (no longer appointed)
FRN 967224 · Appointed 11 Jan 2022 · Until 14 Apr 2026
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Pattinson and Brewer Financial Services Limited (no longer appointed)
FRN 961027 · Appointed 22 Oct 2021 · Until 10 Nov 2025
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HCC Investment Solutions Limited (no longer appointed)
FRN 919325 · Appointed 10 Jan 2020 · Until 11 Nov 2025
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.