Date authorised
1 April 2013
Companies House
02312427
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Frenkel House
    15 Carolina Way
    Salford
    Greater Manchester
    M50 2ZY
    UNITED KINGDOM
    Phone
    +4401618868000
  • Complaints Contact

    Frenkel House
    15 Carolina Way
    Salford
    Greater Manchester
    M50 2ZY
    UNITED KINGDOM
    Phone
    +4401618868000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gregory Joseph McMahon

    IRN GJM01237

    • CF2 Non Executive Director (5 Apr 2016 to 15 Jun 2016)
  • Haojie Liang

    IRN HXL00271

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 30 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
  • Iain Paul Muffitt

    IRN IXM00097

    • CF1 Director (AR) (14 Feb 2012 to 27 Sep 2013)
    • CF30 Customer (3 Dec 2009 to 27 Sep 2013)
  • Ian James Files

    IRN IJF00003

    • CF24 Pension Transfer Specialist (5 Oct 2006 to 31 Jul 2007)
    • CF21 Investment Adviser (23 Mar 2005 to 31 Jul 2007)
  • Ian James MacKendrick

    IRN IJM00031

    • Appointed representative dealing with clients for which they require qualification (17 Feb 2022 to 17 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Jun 2022)
    • CF30 Customer (17 Feb 2015 to 17 Jun 2022)
  • Ian Norman Smith

    IRN INS01005

    • CF30 Customer (7 Dec 2007 to 31 Dec 2012)
  • Ian Peter Greenhalgh

    IRN IPG00003

    • [FCA CF] Client dealing (24 May 2021 to 27 Oct 2021)
    • [FCA CF] Functions requiring qualifications (24 May 2021 to 27 Oct 2021)
  • Jack Joseph Farrell

    IRN JXF00586

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 23 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 19 Feb 2024)
    • [FCA CF] Client dealing (since 19 Feb 2024)
  • Jack William Fallows

    IRN JXF53209

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 16 Jan 2026)
  • Jade Soanes

    IRN JXS09270

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Mar 2021)
    • CF30 Customer (11 Dec 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.