Frenkel Topping Limited

Date authorised
1 April 2013
Companies House
02312427
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Frenkel House
    15 Carolina Way
    Salford
    Greater Manchester
    M50 2ZY
    UNITED KINGDOM
    Phone
    +4401618868000
    Web
    https://www.frenkeltopping.co.uk

  • Complaints Contact

    Frenkel House
    15 Carolina Way
    Salford
    Greater Manchester
    M50 2ZY
    UNITED KINGDOM
    Phone
    +4401618868000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Louise Maria Higham

    IRN LMH01075

    • CF30 Customer (27 Sep 2023 to 1 Oct 2025)
    • [FCA CF] Functions requiring qualifications (14 Jun 2023 to 1 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (14 Jun 2023 to 1 Oct 2025)
    • [FCA CF] Client dealing (14 Jun 2023 to 1 Oct 2025)
  • Lucy Diane Bullough

    IRN LDB01054

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Dec 2019)
  • Lynn Alison Buckley

    IRN LAB01110

    • CF30 Customer (13 Jun 2014 to 31 Mar 2016)
  • Mark Stuart Holt

    IRN MSH00026

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 17 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 20 Dec 2017)
    • CF30 Customer (since 11 Feb 2011)
    • CF1 Director (12 Feb 2016 to 8 Dec 2019)
  • Matthew John Wright

    IRN MJW01584

    • CF30 Customer (1 Aug 2016 to 31 Aug 2018)
  • Matthew Paul Baines

    IRN MPB01131

    • CF30 Customer (24 May 2016 to 31 Jul 2018)
  • Morton Shadley Weir

    IRN MSW01104

    • CF21 Investment Adviser (14 Feb 2005 to 31 Jul 2006)
    • CF24 Pension Transfer Specialist (14 Feb 2005 to 31 Jul 2006)
  • Neil Edward Brownhill

    IRN NEB01012

    • CF30 Customer (1 Nov 2007 to 31 May 2016)
    • CF21 Investment Adviser (10 May 2005 to 31 Oct 2007)
  • Nicholas Hanson Crawford

    IRN NHC00008

    • CF30 Customer (1 Nov 2007 to 25 Oct 2010)
    • CF21 Investment Adviser (19 Aug 2005 to 31 Oct 2007)
  • Nicholas John Martin

    IRN NJM00036

    • CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.