Frank Investments Limited

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FRN: 627697
Date authorised: 15 October 2014
Companies House: 05629005
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Holborn Town Hall, 193-197 High Holborn

London

Camden

WC1V 7BD

UNITED KINGDOM

Phone

+442039949775

Web

https://www.frankinvestments.co.uk
Complaints Contact

Holborn Town Hall, 193-197 High Holborn

London

Camden

WC1V 7BD

UNITED KINGDOM

Phone

+442039949775

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

David Martin Slattery
IRN DMS01263
- CF1 Director (AR) (since 20 Oct 2025)
- CF30 Customer (since 20 Oct 2025)
Devin Kohli
IRN DXK01295
- CF4 Partner (AR) (since 5 Apr 2023)
- CF30 Customer (since 5 Apr 2023)
Diana Aleksandrovna Tatarchuk
IRN DAT01104
- [FCA CF] Client dealing (since 30 Aug 2020)
- CF30 Customer (since 25 Aug 2018)
- CF3 Chief Executive (AR) (since 25 Aug 2018)
- CF1 Director (AR) (since 25 Aug 2018)
Dominic Peter Oliver Jameson
IRN DPJ01037
- CF30 Customer (since 26 Sep 2024)
Douglas Jeremy Edmunds
IRN DXE00174
- CF1 Director (AR) (8 Jun 2024 to 1 Apr 2025)
- CF30 Customer (8 Jun 2024 to 1 Apr 2025)
Edward Alexander Macleod Murray
IRN EAM01086
- CF30 Customer (20 Sep 2022 to 1 Jul 2025)
- CF1 Director (AR) (20 Sep 2022 to 1 Jul 2025)
Edward John Rowberry
IRN EJR01042
- CF3 Chief Executive (AR) (10 Mar 2025 to 28 Jan 2026)
- CF1 Director (AR) (10 Mar 2025 to 28 Jan 2026)
- CF30 Customer (10 Mar 2025 to 28 Jan 2026)
Edward Rogers
IRN EER72589
- CF30 Customer (28 Oct 2022 to 16 Aug 2023)
Eleonore de Bernis
IRN EXD01423
- CF30 Customer (since 19 Oct 2019)
Elliot Conway
IRN EXC01588
- CF30 Customer (16 May 2024 to 29 Aug 2025)
- CF4 Partner (AR) (16 May 2024 to 29 Aug 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Flame Corporate Limited (no longer appointed)
FRN 812580 · Appointed 28 Jun 2018 · Until 5 Feb 2019
Corvatsch Capital Advisory Limited (no longer appointed)
FRN 811524 · Appointed 13 Jun 2018 · Until 4 Jul 2019
LOTUC Consulting Ltd (no longer appointed)
FRN 810451 · Appointed 31 May 2018 · Until 1 Aug 2025
Ashmore Financial Limited (no longer appointed)
FRN 805092 · Appointed 27 Mar 2018 · Until 4 Dec 2022
VTI Capital Limited (no longer appointed)
FRN 798223 · Appointed 9 Jan 2018 · Until 20 Jun 2019
Apiary Capital LLP (no longer appointed)
FRN 794559 · Appointed 21 Nov 2017 · Until 11 Apr 2018
PF Capital Ltd (no longer appointed)
FRN 782874 · Appointed 28 Jun 2017 · Until 14 Dec 2018
Ownabl Limited (no longer appointed)
FRN 767004 · Appointed 1 Jun 2017 · Until 26 Nov 2017
DeBere Partners Limited (no longer appointed)
FRN 779400 · Appointed 19 May 2017 · Until 31 May 2017
LSA Equities Ltd (no longer appointed)
FRN 776997 · Appointed 20 Apr 2017 · Until 19 Feb 2021 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.