Frank Investments Limited

Date authorised
15 October 2014
Companies House
05629005
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Holborn Town Hall, 193-197 High Holborn
    London
    Camden
    WC1V 7BD
    UNITED KINGDOM
    Phone
    +442039949775
    Web
    https://www.frankinvestments.co.uk

  • Complaints Contact

    Holborn Town Hall, 193-197 High Holborn
    London
    Camden
    WC1V 7BD
    UNITED KINGDOM
    Phone
    +442039949775

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Canning

    IRN PXC01318

    • CF4 Partner (AR) (since 25 Nov 2019)
    • CF30 Customer (since 3 Dec 2018)
    • CF1 Director (AR) (3 Dec 2018 to 28 Nov 2019)
  • Paul Graham Meads

    IRN PGM01156

    • CF1 Director (AR) (23 Dec 2020 to 31 Jan 2024)
    • CF30 Customer (23 Dec 2020 to 31 Jan 2024)
  • Paul Sedgwick

    IRN PXS01300

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (15 Oct 2014 to 8 Dec 2019)
    • CF3 Chief Executive (15 Oct 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Oct 2014 to 31 Jan 2018)
    • CF10 Compliance Oversight (15 Oct 2014 to 31 Jan 2018)
    • CF1 Director (15 Oct 2014 to 8 Dec 2019)
  • Paul Tselentis

    IRN PXT01367

    • CF30 Customer (9 Nov 2022 to 14 Nov 2022)
    • CF1 Director (AR) (24 Oct 2019 to 7 Nov 2022)
  • Paula Elaine Groves

    IRN PXG12170

    • CF4 Partner (AR) (since 6 May 2022)
    • CF30 Customer (since 11 Mar 2019)
  • Penelope Marie Laetitia Dominique de Mollerat du Jeu

    IRN PXD84730

    • CF30 Customer (19 Jun 2020 to 19 Sep 2024)
  • Peter James Matthew Lilly

    IRN PJL01246

    • CF30 Customer (26 Feb 2021 to 28 Dec 2023)
  • Peter James Tracey

    IRN PJT01073

    • CF1 Director (AR) (20 Nov 2019 to 30 Mar 2021)
    • CF30 Customer (20 Nov 2019 to 30 Mar 2021)
  • Phillip Andrew Young

    IRN PAY01017

    • CF30 Customer (25 May 2017 to 30 May 2017)
  • Pietro Anselmetti

    IRN PXA00059

    • CF30 Customer (28 Feb 2022 to 9 Jun 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.