Paul Sedgwick

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GK Wealth Ltd

    FRN 912883

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2023)
    • [FCA CF] Client dealing (since 4 Apr 2023)
  • Frank Investments Limited

    FRN 627697

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF3 Chief Executive (15 Oct 2014 to 8 Dec 2019)
    • CF1 Director (15 Oct 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Oct 2014 to 31 Jan 2018)
    • CF11 Money Laundering Reporting (15 Oct 2014 to 31 Jan 2018)
    • CF30 Customer (15 Oct 2014 to 8 Dec 2019)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (12 Dec 2014 to 3 Mar 2015)
    • CF1 Director (AR) (21 May 2013 to 9 Oct 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (4 Sep 2009 to 26 Jul 2012)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.