Four Oaks Financial Services Limited

This firm operates as an appointed representative of QUILTER FINANCIAL SERVICES LIMITED and Quilter Mortgage Planning Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Fiona Mary Ward
IRN FMW01022
- (2)Employed By (since 2 Apr 2020)
- (4)Employed By (24 Apr 2014 to 4 Feb 2016)
Gareth Stubbs
IRN GXS00381
- (7)Employed By (since 24 Dec 2021)
Harriet Louise Horwitch-Smith
IRN HLP01015
- (18)Employed By (9 Dec 2023 to 6 Feb 2026)
Helen Wilson
IRN HVW00001
- (14)Employed By (since 21 Jun 2021)
- (19)Employed By (10 Nov 2020 to 22 Jan 2021)
Ian Cleghorn
IRN IXC00023
- (4)Employed By (since 5 Mar 2014)
John Anthony Smith
IRN JAS00110
- (1)Employed By (27 Feb 2015 to 29 Jul 2015)
John Thomas Rushbrooke
IRN JTR00001
- (17)Employed By (19 Feb 2015 to 7 Sep 2017)
Karen Hagan
IRN KXH15251
- (11)Employed By (since 31 Jul 2019)
Karl Ottley
IRN KXO00008
- (3)Employed By (15 Nov 2018 to 1 Feb 2022)
Lee Raymond Fellows
IRN LRF00010
- (20)Employed By (9 May 2014 to 20 Jan 2016)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.