Karl Ottley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2021)
- CF30 Customer (15 Nov 2018 to 1 Feb 2022)
Four Oaks Financial Services Limited (no longer approved here)
FRN 616095
- (3)Employed By (15 Nov 2018 to 1 Feb 2022)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (13 Apr 2015 to 31 Dec 2016)
Delphic Financial Planning Limited (no longer approved here)
FRN 486037
- (6)Employed By (7 Apr 2015 to 31 Dec 2016)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (3 Mar 2014 to 31 Oct 2014)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (1 Nov 2007 to 10 Feb 2010)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.