Forvis Mazars Financial Planning Limited

• Principal Place of Business

  Forvis Mazars LLP

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070634000

  Web

  https://www.forvismazars.com/uk/en

• Complaints Contact

  Forvis Mazars LLP

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +442070634000

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Debenture, Government and public security, Share, Structured Deposits, Unit

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Debenture, Government and public security, Share, Unit

• Mark Peter White

  IRN MPW00032

  • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
• Mark Richard Cherrill

  IRN MRC00017

  • CF1 Director (1 Dec 2001 to 21 Jun 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2002)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 21 Jun 2002)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 21 Jun 2002)
• Martin William Proctor

  IRN MWP00035

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
• Mary Innes MacCorquodale

  IRN MIM01029

  • CF30 Customer (14 Feb 2008 to 18 Jan 2011)
• Matthew Alan Beaman

  IRN MAB00085

  • CF30 Customer (15 Oct 2014 to 31 Aug 2016)
• Matthew Hawkins

  IRN MSH00032

  • CF21 Investment Adviser (10 May 2002 to 6 May 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 May 2002)
• Matthew James Brunwin

  IRN MJB00233

  • CF21 Investment Adviser (2 Apr 2003 to 1 Oct 2004)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2003)
• Matthew Robert Hope

  IRN MRH00080

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Dec 2001)
• Matthew Robert Houghton

  IRN MRH01153

  • CF21 Investment Adviser (5 Jun 2003 to 1 Aug 2005)
  • CF22 Investment Adviser (Trainee) (14 Aug 2002 to 5 Jun 2003)
• Matthew Thomas Webber

  IRN MTW01027

  • CF30 Customer (1 Nov 2007 to 28 Apr 2008)
  • CF22 Investment Adviser (Trainee) (23 Mar 2007 to 31 Oct 2007)

• Rowanmoor Consultancy Limited (no longer appointed)

  FRN 807694 · Appointed 27 Apr 2018 · Until 11 Nov 2021

• Mazars Employee Benefits Limited (no longer appointed)

  FRN 441536 · Appointed 19 Apr 2011 · Until 3 Jan 2018

• Mazars Employee Benefits Limited (no longer appointed)

  FRN 441536 · Appointed 16 Feb 2011 · Until 16 Feb 2011

No changes recorded yet.