Forvis Mazars Financial Planning Limited

• Principal Place of Business

  Forvis Mazars LLP

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070634000

  Web

  https://www.forvismazars.com/uk/en

• Complaints Contact

  Forvis Mazars LLP

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +442070634000

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Debenture, Government and public security, Share, Structured Deposits, Unit

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Debenture, Government and public security, Share, Unit

• Lorraine Mary Olley

  IRN LMO00001

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Aug 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
  • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2021)
  • CF1 Director (13 Feb 2013 to 8 Dec 2019)
  • CF30 Customer (11 Jan 2008 to 8 Dec 2019)
• Louise Mary Elizabeth Wise

  IRN LMW01019

  • CF30 Customer (6 Aug 2010 to 16 Jul 2012)
• Lucy Ann Clark

  IRN LAC01054

  • CF30 Customer (21 Apr 2017 to 2 Jan 2018)
• Lucy Young

  IRN LXY00049

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 22 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 22 Nov 2024)
• Lydia Mary Gibson

  IRN LXG00401

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 10 Jun 2025)
  • [FCA CF] Client dealing (since 10 Jun 2025)
• Margaret De Valois

  IRN MDR01120

  • CF30 Customer (4 Jul 2012 to 10 Jul 2014)
• Margaret Laidlaw

  IRN MXL23186

  • SMF9 Chair of the Governing Body (since 9 Dec 2025)
  • SMF3 Executive Director (25 Jan 2025 to 9 Dec 2025)
  • SMF9 Chair of the Governing Body (11 Nov 2021 to 25 Jan 2025)
• Marie Joanne Calvin

  IRN MJN01059

  • [FCA CF] Significant management (11 Apr 2022 to 19 Feb 2024)
  • [FCA CF] Manager of certification employee (16 Mar 2022 to 19 Feb 2024)
• Mark Andrew Gregory Richardson

  IRN MAR00036

  • CF30 Customer (1 Feb 2011 to 30 Mar 2012)
• Mark Peter Davies

  IRN MPD00014

  • CF22 Investment Adviser (Trainee) (31 Jan 2002 to 24 Oct 2002)

• Rowanmoor Consultancy Limited (no longer appointed)

  FRN 807694 · Appointed 27 Apr 2018 · Until 11 Nov 2021

• Mazars Employee Benefits Limited (no longer appointed)

  FRN 441536 · Appointed 19 Apr 2011 · Until 3 Jan 2018

• Mazars Employee Benefits Limited (no longer appointed)

  FRN 441536 · Appointed 16 Feb 2011 · Until 16 Feb 2011

No changes recorded yet.