Forvis Mazars Corporate Finance Limited

• Principal Place of Business

  Forvis Mazars LLP

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070634000

  Web

  https://www.forvismazars.com/uk/en

• Complaints Contact

  Forvis Mazars LLP

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070634000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Robin Geoffrey Oakes

  IRN RXO01060

  • CF1 Director (1 Dec 2001 to 25 Sep 2002)
• Robin Stevens

  IRN RXS01332

  • CF30 Customer (1 Nov 2007 to 23 Apr 2010)
  • CF1 Director (25 May 2007 to 23 Apr 2010)
  • CF23 Corporate Finance Adviser (26 Apr 2007 to 31 Oct 2007)
• Sarah Elizabeth Ouarbya

  IRN SXO00294

  • SMF3 Executive Director (since 28 Oct 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Oct 2025)
• Simon John Fitzsimmons

  IRN SJF01230

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Apr 2021)
  • CF30 Customer (10 May 2013 to 8 Dec 2019)
• Stephen Mark Harris

  IRN SMH01200

  • CF30 Customer (1 Nov 2007 to 6 Aug 2015)
  • CF23 Corporate Finance Adviser (22 Feb 2007 to 31 Oct 2007)
• Stephen Michael Bullock

  IRN SMB01116

  • CF30 Customer (1 Nov 2007 to 30 Jul 2010)
  • CF23 Corporate Finance Adviser (11 May 2007 to 31 Oct 2007)
  • CF1 Director (11 May 2007 to 26 May 2009)
• Stephen Nigel Skeels

  IRN SXS01572

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (17 Jun 2025 to 6 Mar 2026)
  • CF3 Chief Executive (14 Nov 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (21 May 2009 to 18 Jan 2013)
  • CF1 Director (15 Jan 2009 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (13 Apr 2007 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (30 Jan 2007 to 31 Oct 2007)
• Toby Jonathan Stanbrook

  IRN TXS21309

  • SMF3 Executive Director (since 13 Jan 2020)

No changes recorded yet.