Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Forvis Mazars Corporate Finance Limited
FRN 197186
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (17 Jun 2025 to 6 Mar 2026)
- CF3 Chief Executive (14 Nov 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (21 May 2009 to 18 Jan 2013)
- CF1 Director (15 Jan 2009 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (13 Apr 2007 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (30 Jan 2007 to 31 Oct 2007)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 14 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.