Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (17 Jun 2025 to 6 Mar 2026)
    • CF3 Chief Executive (14 Nov 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 May 2009 to 18 Jan 2013)
    • CF1 Director (15 Jan 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (13 Apr 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (30 Jan 2007 to 31 Oct 2007)
  • ERNST & YOUNG LLP (no longer approved here)

    FRN 196203

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 14 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.