Forvis Mazars Corporate Finance Limited

• Principal Place of Business

  Forvis Mazars LLP

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070634000

  Web

  https://www.forvismazars.com/uk/en

• Complaints Contact

  Forvis Mazars LLP

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070634000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Oliver Gideon Hoffman

  IRN OXH01013

  • SMF3 Executive Director (since 18 Sep 2025)
  • [FCA CF] Client dealing (since 4 Jul 2025)
  • [FCA CF] Material risk taker (since 4 Jul 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Mar 2023)
  • SMF3 Executive Director (9 Dec 2019 to 9 Mar 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 9 Mar 2023)
  • CF1 Director (19 Nov 2015 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 13 Feb 2009)
  • CF23 Corporate Finance Adviser (2 Sep 2002 to 31 Oct 2007)
• Paramjit Singh Aurora

  IRN PSA01021

  • CF30 Customer (1 Nov 2007 to 2 Nov 2009)
  • CF23 Corporate Finance Adviser (26 Sep 2007 to 31 Oct 2007)
• Paul Andrew Joyce

  IRN PAJ01122

  • [FCA CF] Material risk taker (2 Mar 2023 to 30 Jun 2025)
  • SMF3 Executive Director (2 Mar 2023 to 30 Jun 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
  • CF30 Customer (29 Aug 2017 to 8 Dec 2019)
• Paul James Blythe

  IRN PJB01319

  • CF30 Customer (1 Nov 2007 to 17 Sep 2010)
  • CF23 Corporate Finance Adviser (9 May 2007 to 31 Oct 2007)
• Paul John Mason

  IRN PJM01253

  • CF30 Customer (1 Aug 2011 to 20 Sep 2012)
• Peter Jibson

  IRN PXJ01140

  • CF30 Customer (1 Nov 2007 to 11 Nov 2014)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Philip Andrew Verity

  IRN PAV01017

  • CF23 Corporate Finance Adviser (19 Sep 2002 to 31 Jan 2007)
• Philip Howard Chamberlain

  IRN PXC01409

  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Feb 2005)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Feb 2005)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Feb 2005)
  • CF1 Director (1 Dec 2001 to 1 Feb 2005)
• Richard Anthony Karmel

  IRN RAK01043

  • CF30 Customer (1 Nov 2007 to 12 Dec 2008)
  • CF23 Corporate Finance Adviser (11 May 2007 to 31 Oct 2007)
  • CF1 Director (11 May 2007 to 29 Jul 2011)
• Richard Metcalfe

  IRN RXM02801

  • CF30 Customer (10 Nov 2015 to 8 Dec 2019)

No changes recorded yet.