Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HWI France (no longer approved here)

    FRN 972814

    • SMF16 Compliance Oversight (1 Aug 2023 to 10 Feb 2026)
  • H.W. WOOD LIMITED (no longer approved here)

    FRN 309408

    • SMF3 Executive Director (9 Dec 2019 to 5 Sep 2025)
    • CF1 Director (4 Jun 2010 to 8 Dec 2019)
    • CF28 Systems and controls (4 Jun 2010 to 8 Dec 2019)
  • Forvis Mazars Corporate Finance Limited (no longer approved here)

    FRN 197186

    • CF1 Director (1 Dec 2001 to 1 Feb 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Feb 2005)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Feb 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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