Forvis Mazars Corporate Finance Limited

• Principal Place of Business

  Forvis Mazars LLP

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070634000

  Web

  https://www.forvismazars.com/uk/en

• Complaints Contact

  Forvis Mazars LLP

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070634000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Jason Harvey Metcalf

  IRN JXM01806

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Aug 2003)
• John Stanley Mellows

  IRN JXM01805

  • CF2 Non Executive Director (14 Oct 2002 to 31 Dec 2003)
  • CF1 Director (1 Dec 2001 to 14 Oct 2002)
• Katherine Norris

  IRN KEB01049

  • CF30 Customer (28 Feb 2011 to 19 Dec 2014)
• Kim Barbara Hurst

  IRN KXH01235

  • CF1 Director (10 Nov 2010 to 20 May 2016)
  • CF28 Systems and controls (1 Nov 2007 to 11 Oct 2010)
  • CF14 Risk Assessment (12 Oct 2002 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 20 May 2016)
• Margarita Elizabeth Rodriguez-Piza

  IRN MEB01071

  • CF10 Compliance Oversight (1 Mar 2008 to 29 Apr 2009)
  • CF30 Customer (1 Nov 2007 to 29 Apr 2009)
  • CF1 Director (4 Oct 2006 to 29 Apr 2009)
  • CF23 Corporate Finance Adviser (22 Apr 2002 to 31 Oct 2007)
• Mark John Standish

  IRN MJS01467

  • CF30 Customer (1 Nov 2007 to 31 Jan 2013)
  • CF23 Corporate Finance Adviser (15 Feb 2007 to 31 Oct 2007)
• Matthew Nicholas Beckley

  IRN MXB01684

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 14 Nov 2002)
• Michael Cedric Annis

  IRN MCA01033

  • CF30 Customer (1 Nov 2007 to 24 Aug 2009)
  • CF23 Corporate Finance Adviser (30 Jan 2007 to 31 Oct 2007)
• Nigel Charles Grummitt

  IRN NXG19760

  • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2020)
  • CF1 Director (26 Nov 2019 to 8 Dec 2019)
• Norman Keith Baker

  IRN NKB01014

  • CF23 Corporate Finance Adviser (20 Sep 2002 to 31 Jan 2007)

No changes recorded yet.