Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RICE & COLE LIMITED
FRN 1015101
- SMF29 Limited scope function (limited scope SMCR firms only) (since 2 Sep 2024)
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- SMF29 Limited scope function (limited scope SMCR firms only) (8 May 2024 to 18 Nov 2025)
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- CF30 Customer (1 Nov 2007 to 24 Aug 2009)
- CF23 Corporate Finance Adviser (30 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.