Forvis Mazars Corporate Finance Limited

• Principal Place of Business

  Forvis Mazars LLP

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070634000

  Web

  https://www.forvismazars.com/uk/en

• Complaints Contact

  Forvis Mazars LLP

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070634000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• David Whitelaw

  IRN DXW01366

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 27 Sep 2002)
• Debbie Elizabeth Clarke

  IRN DEC01046

  • CF23 Corporate Finance Adviser (6 Sep 2002 to 21 Feb 2005)
• Derek Graham Smith

  IRN DGS01087

  • CF1 Director (1 Dec 2001 to 31 May 2002)
• Fiona Catriona Hotston Moore

  IRN FCH01012

  • CF1 Director (30 Apr 2007 to 23 Apr 2010)
• Gary Cornwell Morley

  IRN GCM01047

  • CF30 Customer (1 Nov 2007 to 13 Feb 2009)
  • CF1 Director (8 Aug 2007 to 11 Feb 2010)
  • CF23 Corporate Finance Adviser (10 May 2007 to 31 Oct 2007)
• Glyn Mark Williams

  IRN GMW01077

  • CF28 Systems and controls (1 Nov 2007 to 31 Aug 2019)
  • CF13 Finance (11 Nov 2002 to 31 Oct 2007)
  • CF1 Director (11 Nov 2002 to 31 Aug 2019)
  • CF15 Internal Audit (11 Nov 2002 to 31 Oct 2007)
• Gordon Jack Clipsham

  IRN GJC01092

  • CF30 Customer (14 Jul 2010 to 16 Oct 2014)
• Graham William John Duncan

  IRN GWD01039

  • CF30 Customer (1 Nov 2007 to 31 Jan 2013)
  • CF23 Corporate Finance Adviser (9 May 2007 to 31 Oct 2007)
• Ian Christopher Taunt

  IRN ICT01015

  • SMF16 Compliance Oversight (since 10 Apr 2026)
• Jacqueline Mary Berry

  IRN JMB01529

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Oct 2025)
  • SMF3 Executive Director (9 Dec 2019 to 6 Oct 2025)
  • CF1 Director (20 May 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (20 May 2016 to 8 Dec 2019)

No changes recorded yet.