Flying Colours Advice Limited

Date authorised
17 December 2015
Companies House
09075635
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    Greenwood House
    London Road
    Bracknell
    Bracknell Forest
    RG12 2AA
    UNITED KINGDOM
    Phone
    +443332419900
    Web
    https://www.fcadvice.co.uk

  • Complaints Contact

    2nd Floor, Greenwood House
    London Road
    Bracknell
    Berkshire
    RG12 2AA
    UNITED KINGDOM
    Phone
    +447760260004

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Buck

    IRN RDB01133

    • CF30 Customer (30 Sep 2016 to 5 Jul 2017)
  • Richard James Callaghan

    IRN RJC00057

    • CF30 Customer (1 Mar 2018 to 19 Jun 2019)
  • Robert Davis

    IRN RAD01111

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jul 2020)
    • CF30 Customer (28 Jun 2018 to 21 Sep 2018)
  • Rodney John Stewart

    IRN RXJ01360

    • CF1 Director (AR) (4 Jun 2018 to 15 Nov 2018)
  • Ross Evans

    IRN RXE01435

    • CF1 Director (AR) (since 22 Aug 2019)
    • CF30 Customer (since 14 May 2018)
    • CF1 Director (AR) (18 Feb 2019 to 13 Aug 2019)
  • Russell Paul Bruce

    IRN RXB01010

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2025)
    • [FCA CF] Client dealing (since 2 Jan 2025)
  • Ryan Paul Nevols

    IRN RXN00124

    • [FCA CF] Client dealing (27 Sep 2021 to 31 Jul 2023)
    • [FCA CF] Functions requiring qualifications (27 Sep 2021 to 31 Jul 2023)
  • Sarah Arora

    IRN SXC01943

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (20 Nov 2016 to 8 Dec 2019)
  • Sarah Jane Bond

    IRN SJB00214

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Feb 2025)
    • SMF3 Executive Director (since 21 Jul 2022)
  • Sherrill Youlanda Atkins

    IRN SYG01003

    • [FCA CF] Client dealing (14 Feb 2023 to 25 Apr 2023)
    • [FCA CF] Functions requiring qualifications (14 Feb 2023 to 25 Apr 2023)
    • [FCA CF] Manager of certification employee (19 Dec 2022 to 25 Apr 2023)
    • [FCA CF] Significant management (19 Dec 2022 to 25 Apr 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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