Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Nov 2025)
    • Responsible for Insurance Distribution (since 1 Apr 2025)
    • SMF16 Compliance Oversight (since 1 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2025)
    • SMF3 Executive Director (since 1 Apr 2025)
    • Responsibility for MCD Intermediation (since 1 Apr 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Nov 2016 to 8 Dec 2019)
  • BSG Financial Solutions Limited (no longer approved here)

    FRN 214741

    • Employed By (8 Nov 2013 to 4 Nov 2016)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (8 Nov 2013 to 4 Nov 2016)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • CF30 Customer (4 Jul 2012 to 8 Nov 2013)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (8 Jul 2010 to 12 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.