Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CHOPRA MORTGAGE SERVICES LIMITED
FRN 302840
- [FCA CF] Client dealing (since 1 Nov 2025)
- Responsible for Insurance Distribution (since 1 Apr 2025)
- SMF16 Compliance Oversight (since 1 Apr 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2025)
- SMF3 Executive Director (since 1 Apr 2025)
- Responsibility for MCD Intermediation (since 1 Apr 2025)
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Flying Colours Advice Limited
FRN 672022
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (20 Nov 2016 to 8 Dec 2019)
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- Employed By (8 Nov 2013 to 4 Nov 2016)
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- CF30 Customer (8 Nov 2013 to 4 Nov 2016)
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- CF30 Customer (4 Jul 2012 to 8 Nov 2013)
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- CF30 Customer (8 Jul 2010 to 12 Apr 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.