Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Flying Colours Advice Limited (no longer approved here)

    FRN 672022

    • [FCA CF] Client dealing (14 Feb 2023 to 25 Apr 2023)
    • [FCA CF] Functions requiring qualifications (14 Feb 2023 to 25 Apr 2023)
    • [FCA CF] Significant management (19 Dec 2022 to 25 Apr 2023)
    • [FCA CF] Manager of certification employee (19 Dec 2022 to 25 Apr 2023)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Significant management (29 Mar 2021 to 16 Dec 2022)
    • [FCA CF] Client dealing (29 Mar 2021 to 16 Dec 2022)
    • [FCA CF] Functions requiring qualifications (29 Mar 2021 to 16 Dec 2022)
    • [FCA CF] Manager of certification employee (29 Mar 2021 to 16 Dec 2022)
    • CF30 Customer (6 Aug 2018 to 8 Dec 2019)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (2 Nov 2015 to 28 Feb 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.