Date authorised
17 December 2015
Companies House
09075635
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    Greenwood House
    London Road
    Bracknell
    Bracknell Forest
    RG12 2AA
    UNITED KINGDOM
    Phone
    +443332419900
  • Complaints Contact

    2nd Floor, Greenwood House
    London Road
    Bracknell
    Berkshire
    RG12 2AA
    UNITED KINGDOM
    Phone
    +447760260004

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Robert Perry

    IRN NRP01020

    • CF30 Customer (11 Nov 2016 to 28 Feb 2017)
  • Nicholas Tattersall

    IRN NXT01182

    • Director of firm who is not a certification employee or a SMF manager (since 25 Apr 2023)
    • CF1 Director (AR) (since 1 Jun 2020)
    • CF30 Customer (since 1 Jun 2020)
    • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
  • Nigel Richard King

    IRN NRK01026

    • CF30 Customer (17 Dec 2015 to 21 Sep 2016)
  • Nigel Terence Wvendth

    IRN NTW00001

    • CF1 Director (AR) (since 10 May 2017)
    • CF30 Customer (since 10 May 2017)
  • Paul Michael Bartlett

    IRN PMB01205

    • CF30 Customer (11 Dec 2020 to 19 Oct 2022)
    • CF1 Director (AR) (11 Nov 2020 to 19 Oct 2022)
  • Peter Wilson

    IRN PXW09712

    • SMF3 Executive Director (9 Dec 2019 to 17 Aug 2020)
    • CF1 Director (AR) (28 Jan 2019 to 17 Aug 2020)
    • CF1 Director (8 Jan 2019 to 8 Dec 2019)
  • Reece Jones

    IRN RJJ01063

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2020)
    • CF30 Customer (14 Aug 2017 to 8 Dec 2019)
  • Reena Mistry

    IRN RXM03000

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2023)
    • CF30 Customer (20 Nov 2019 to 8 Dec 2019)
  • Reginald Edward George Sedgeley

    IRN RES01126

    • CF30 Customer (10 Apr 2019 to 24 Jun 2019)
  • Renzo Henri Dominique Desbordes

    IRN RHD01046

    • SMF3 Executive Director (since 1 Jan 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.