Nigel Richard King

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alexander Bates Campbell Ltd

    FRN 522399

    • (3)Employed By (since 6 Aug 2021)
  • Alexander Bates Campbell Financial Planning Limited

    FRN 817090

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 6 Aug 2021)
    • [FCA CF] Functions requiring qualifications (since 21 Jun 2021)
    • [FCA CF] Client dealing (since 21 Jun 2021)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (15 Jun 2020 to 1 Jun 2021)
    • [FCA CF] Client dealing (15 Jun 2020 to 1 Jun 2021)
  • Flying Colours Advice Limited (no longer approved here)

    FRN 672022

    • CF30 Customer (17 Dec 2015 to 21 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexander Bates Campbell Ltd

  2. controlled function added: (3)Employed By at Alexander Bates Campbell Ltd