Date authorised
1 April 2013
Companies House
OC302492
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor, Vintners' Place
    68 Upper Thames Street
    London
    EC4V 3BJ
    UNITED KINGDOM
    Phone
    +4402072805000
  • Complaints Contact

    6th Floor, Vintners' Place
    68 Upper Thames Street
    London
    EC4V 3BJ
    UNITED KINGDOM
    Phone
    +4402072801028

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Fraser Perrie

    IRN FXP01102

    • CF30 Customer (1 Nov 2007 to 2 Feb 2008)
    • CF26 Customer Trading (20 Mar 2006 to 31 Oct 2007)
  • GABBY RUI CAO

    IRN GXR00267

    • [FCA CF] Client dealing (since 8 Jan 2026)
  • Galina Goryacheva

    IRN GXG01285

    • CF30 Customer (1 Nov 2007 to 14 Sep 2011)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
  • Gayatri Bahadur

    IRN GXB00159

    • [FCA CF] Client dealing (since 18 Jan 2021)
  • Gregory, Ronald, Jean de Lagrange Chancel

    IRN GXD00368

    • [FCA CF] Material risk taker (12 Mar 2025 to 8 Apr 2025)
  • Guillaume Gabriel Bonpun

    IRN GGB01013

    • CF30 Customer (1 Nov 2007 to 19 Nov 2010)
    • CF4 Partner (15 Nov 2002 to 17 Aug 2011)
    • CF27 Investment Management (15 Nov 2002 to 31 Oct 2007)
  • Harriet Mary Copland

    IRN HMC01055

    • CF10 Compliance Oversight (15 Dec 2014 to 22 Sep 2016)
  • Hugh Briscoe

    IRN HXB01204

    • [FCA CF] Client dealing (20 Nov 2023 to 31 Aug 2024)
  • Jacob Robin Walton

    IRN JRW01263

    • [FCA CF] Client dealing (18 Jan 2021 to 8 Jan 2023)
    • CF30 Customer (18 Jun 2012 to 8 Dec 2019)
  • James Edward Goodgame

    IRN JEG01082

    • CF30 Customer (23 Nov 2007 to 12 Dec 2008)
    • CF27 Investment Management (14 Mar 2005 to 9 Mar 2007)

Recent activity

Updates to this firm's record on the FCA register.

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