Hugh Briscoe

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morgan Stanley Investment Management Limited
FRN 121920
- [FCA CF] Manager of certification employee (since 28 Oct 2024)
- [FCA CF] Client dealing (since 28 Oct 2024)
Five Arrows Managers LLP (no longer approved here)
FRN 216145
- [FCA CF] Client dealing (20 Nov 2023 to 31 Aug 2024)
Goldman Sachs Asset Management International (no longer approved here)
FRN 147212
- [FCA CF] Manager of certification employee (25 Mar 2021 to 24 Jul 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 24 Jul 2022)
- CF30 Customer (6 Jan 2009 to 8 Dec 2019)
- CF21 Investment Adviser (19 Jan 2006 to 6 Mar 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.