Five Arrows Managers LLP

• Principal Place of Business

  6th Floor, Vintners' Place

  68 Upper Thames Street

  London

  EC4V 3BJ

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  6th Floor, Vintners' Place

  68 Upper Thames Street

  London

  EC4V 3BJ

  UNITED KINGDOM

  Phone

  +4402072801028

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oliver Martin Thomas

  IRN OXT00040

  • [FCA CF] Client dealing (4 Feb 2022 to 8 Feb 2023)
• Olivier Andre Saez

  IRN OAS01006

  • CF30 Customer (1 Nov 2007 to 5 May 2008)
  • CF26 Customer Trading (23 Apr 2007 to 31 Oct 2007)
• Olivier Fines

  IRN OXF01074

  • CF11 Money Laundering Reporting (26 Jul 2018 to 28 Feb 2019)
  • CF10 Compliance Oversight (21 Sep 2016 to 28 Feb 2019)
• Paul James Tapper

  IRN PJT01075

  • [FCA CF] Client dealing (since 18 Jan 2021)
  • [FCA CF] Manager of certification employee (18 Jan 2021 to 30 Sep 2025)
  • CF30 Customer (15 Jan 2016 to 8 Dec 2019)
• Pauline Antoinette Francoise Steinmetz

  IRN PXS00992

  • [FCA CF] Material risk taker (since 1 Jan 2026)
• Peter John Charles Brooks

  IRN PJB01297

  • CF21 Investment Adviser (25 Nov 2002 to 28 Nov 2003)
• Peter William Barbour

  IRN PWB01110

  • CF4 Partner (19 Jul 2016 to 6 Dec 2019)
• Philip Huan

  IRN PXH00401

  • [FCA CF] Client dealing (14 May 2021 to 8 Feb 2023)
• Philip Martin Yeates

  IRN PMY01003

  • CF4 Partner (10 Jun 2016 to 1 Jun 2017)
  • CF30 Customer (10 Jun 2016 to 18 Dec 2017)
  • CF29 Significant management (12 Sep 2011 to 1 Jun 2017)
• Pieter Demyttenaere

  IRN PXD00225

  • [FCA CF] Client dealing (11 Oct 2021 to 8 Feb 2023)

No changes recorded yet.