Philip Martin Yeates

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investcorp Credit Management EU Limited (no longer approved here)

    FRN 446483

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
    • CF30 Customer (23 Feb 2018 to 8 Dec 2019)
  • Five Arrows Managers LLP (no longer approved here)

    FRN 216145

    • CF30 Customer (10 Jun 2016 to 18 Dec 2017)
    • CF4 Partner (10 Jun 2016 to 1 Jun 2017)
    • CF29 Significant management (12 Sep 2011 to 1 Jun 2017)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF29 Significant management (20 Apr 2011 to 6 Mar 2016)
    • CF1 Director (8 May 2008 to 26 May 2010)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.