Five Arrows Managers LLP

• Principal Place of Business

  6th Floor, Vintners' Place

  68 Upper Thames Street

  London

  EC4V 3BJ

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  6th Floor, Vintners' Place

  68 Upper Thames Street

  London

  EC4V 3BJ

  UNITED KINGDOM

  Phone

  +4402072801028

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Plamen Kovachev

  IRN PXK00252

  • [FCA CF] Client dealing (29 Mar 2022 to 8 Feb 2023)
• Pramal Rajni Patel

  IRN PRP01026

  • [FCA CF] Manager of certification employee (since 18 Jan 2021)
  • [FCA CF] Client dealing (since 18 Jan 2021)
• Reid Samuel Perper

  IRN RSP01051

  • [FCA CF] Client dealing (since 18 Jan 2021)
• Richard Lipsitz

  IRN RXL01455

  • CF30 Customer (9 Dec 2011 to 23 Oct 2012)
• Ruchi Gupta

  IRN RXG01229

  • CF30 Customer (1 Nov 2007 to 4 Apr 2008)
  • CF21 Investment Adviser (31 Jan 2007 to 31 Oct 2007)
• Russell Larry Varakuta

  IRN RXV01067

  • CF30 Customer (1 Nov 2007 to 30 May 2008)
  • CF21 Investment Adviser (14 Jul 2004 to 31 Oct 2007)
• Ryan Kennedy

  IRN RXK02122

  • [FCA CF] Client dealing (18 Jan 2021 to 8 Feb 2023)
  • CF30 Customer (22 Feb 2018 to 8 Dec 2019)
• Sacha Oshry

  IRN SXO01286

  • [FCA CF] Client dealing (since 18 Jan 2021)
  • [FCA CF] Manager of certification employee (18 Jan 2021 to 8 Feb 2023)
  • CF30 Customer (17 Aug 2017 to 8 Dec 2019)
• Sam Filer

  IRN SXF01370

  • CF30 Customer (1 Nov 2007 to 5 Feb 2008)
  • CF21 Investment Adviser (8 Mar 2007 to 31 Oct 2007)
• Samuel Offer

  IRN SXO01322

  • [FCA CF] Client dealing (since 18 Jan 2021)
  • [FCA CF] Manager of certification employee (18 Jan 2021 to 8 Feb 2023)
  • CF30 Customer (17 Aug 2017 to 8 Dec 2019)

No changes recorded yet.