FIS Global Execution Services Limited

Date authorised
1 April 2013
Companies House
03127109
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    FIS
    The Walbrook Building
    25 Walbrook
    London
    City Of London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +4402080812010

  • Complaints Contact

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +4402080812010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christian Bob Heeringa

    IRN CBH01033

    • CF30 Customer (12 Jun 2009 to 31 Jul 2011)
  • Christopher Hilary Meade

    IRN CHM01063

    • CF10 Compliance Oversight (8 Feb 2013 to 13 Feb 2014)
  • Daniel Benjamin Llewellyn

    IRN DBL01027

    • CF30 Customer (20 Oct 2014 to 29 Jun 2017)
  • Daniel Subuola

    IRN DXS00817

    • [FCA CF] Client dealing (since 5 Dec 2025)
  • David Cornish

    IRN DNC01054

    • CF30 Customer (8 Feb 2010 to 8 Jul 2011)
  • David Mishoe

    IRN DXM02006

    • CF21 Investment Adviser
    • CF11 Money Laundering Reporting (2 Jan 2008 to 31 Jan 2009)
    • CF1 Director (2 Jan 2008 to 8 Dec 2010)
    • CF30 Customer (2 Jan 2008 to 8 Dec 2010)
    • CF3 Chief Executive (2 Jan 2008 to 8 Dec 2010)
    • CF10 Compliance Oversight (2 Jan 2008 to 31 Jan 2009)
  • David Simon Hassell

    IRN DSH01110

    • CF30 Customer (28 Aug 2017 to 12 Nov 2018)
  • Debra Jane DeVoe

    IRN DXD01408

    • CF21 Investment Adviser
    • CF10 Compliance Oversight (19 Sep 2011 to 5 Feb 2013)
    • CF1 Director (17 Oct 2008 to 5 Feb 2013)
    • CF30 Customer (2 Jan 2008 to 1 Sep 2009)
  • Duncan James Perry

    IRN DJP01291

    • CF30 Customer (3 Apr 2008 to 18 Aug 2011)
  • Elodie Aviotte

    IRN EXA01253

    • CF30 Customer (1 Feb 2010 to 29 Feb 2012)
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Recent activity

Updates to this firm's record on the FCA register.

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