David Mishoe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (9 Feb 2018 to 4 Sep 2019)
  • FIS Global Execution Services Limited (no longer approved here)

    FRN 469919

    • CF21 Investment Adviser
    • CF10 Compliance Oversight (2 Jan 2008 to 31 Jan 2009)
    • CF3 Chief Executive (2 Jan 2008 to 8 Dec 2010)
    • CF30 Customer (2 Jan 2008 to 8 Dec 2010)
    • CF11 Money Laundering Reporting (2 Jan 2008 to 31 Jan 2009)
    • CF1 Director (2 Jan 2008 to 8 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.