FIS Global Execution Services Limited

Date authorised
1 April 2013
Companies House
03127109
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    FIS
    The Walbrook Building
    25 Walbrook
    London
    City Of London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +4402080812010

  • Complaints Contact

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +4402080812010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Felicity Margaret Mary Benson

    IRN FMB01031

    • CF10 Compliance Oversight (31 Jan 2009 to 8 Dec 2010)
    • CF11 Money Laundering Reporting (31 Jan 2009 to 8 Dec 2010)
  • Francis Edward Lopez

    IRN FEL01013

    • CF3 Chief Executive (1 Sep 2011 to 3 Feb 2012)
    • CF1 Director (14 Mar 2011 to 3 Feb 2012)
    • CF30 Customer (25 Jan 2008 to 21 Nov 2014)
  • Francis Joseph McAnally III

    IRN FJM01075

    • CF1 Director (14 Mar 2011 to 31 Jul 2011)
  • Gail Elizabeth Weiss

    IRN GEW01045

    • CF29 Significant management (17 Oct 2008 to 20 Jan 2011)
    • CF1 Director (17 Oct 2008 to 20 Jan 2011)
    • CF30 Customer (14 Mar 2008 to 20 Jan 2011)
  • Gregory Vance

    IRN GXV01101

    • CF1 Director (2 Jan 2008 to 8 Aug 2011)
  • Howard Neil Wallis

    IRN HNW01007

    • CF1 Director (2 Jan 2008 to 10 Sep 2008)
  • James Patrick Weber

    IRN JPW01192

    • CF1 Director (8 Mar 2011 to 31 Jul 2011)
  • Jeffrey Marc Fritsch

    IRN JMF01191

    • CF30 Customer (21 Jul 2017 to 31 May 2019)
  • Jenel Damis

    IRN JXD02129

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (28 Feb 2014 to 8 Dec 2019)
  • Joe Knight

    IRN JXK00375

    • [FCA CF] Client dealing (23 Mar 2022 to 27 Aug 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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