FirstPoint Equity Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit
Investment Setup

For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

Senior staff personally approved by the FCA to hold their roles here.

Alexander Bance
IRN AXB01423
- CF30 Customer (29 Jun 2011 to 30 May 2019)
Andrew Macleod Nevill Jennings
IRN AMJ01105
- CF30 Customer (12 Jul 2012 to 30 May 2019)
Dan Bleasdale
IRN DJB01677
- CF30 Customer (since 21 Dec 2021)
Douglas Abram
IRN DXA01585
- CF30 Customer (22 Feb 2013 to 19 Nov 2018)
Edward Edmund Maximilian Downpatrick
IRN EED01015
- CF30 Customer (23 Oct 2014 to 9 Dec 2015)
Iain Alexander Heggie
IRN IAH01049
- CF30 Customer (9 Jan 2014 to 6 Aug 2015)
James Nicholas Underwood Burr
IRN JNB01055
- CF30 Customer (18 Aug 2011 to 14 Jun 2013)
Julian Bert Hatton Pearson
IRN JBP01057
- CF30 Customer (since 5 Jul 2011)
Justin Gordon Robert Bower
IRN JGB01074
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (AR) (since 16 Oct 2015)
- CF1 Director (AR) (since 16 Oct 2015)
- CF30 Customer (since 27 May 2011)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 May 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 23 May 2022)
- CF3 Chief Executive (27 May 2011 to 8 Dec 2019)
- CF11 Money Laundering Reporting (27 May 2011 to 8 Dec 2019)
- CF10 Compliance Oversight (27 May 2011 to 8 Dec 2019)
- CF1 Director (27 May 2011 to 8 Dec 2019)
Michael Simpson
IRN MXS16798
- CF30 Customer (since 8 Jul 2019)

Smaller firms operating under this firm's FCA authorisation.

Bleecker Street Equity Limited
FRN 984944 · Appointed 7 Oct 2022
FirstPoint Equity Capital Ltd
FRN 795261 · Appointed 29 Nov 2017 · Tied agent
Calpa Capital Ltd (no longer appointed)
FRN 843684 · Appointed 7 Jun 2019 · Until 1 Jul 2019
FirstPoint Capital Ltd (no longer appointed)
FRN 794956 · Appointed 24 Nov 2017 · Until 1 Jul 2019
FirstPoint Equity Placement Ltd (no longer appointed)
FRN 709930 · Appointed 10 Jul 2015 · Until 7 Nov 2018
FirstPoint Equity Partners Ltd (no longer appointed)
FRN 690969 · Appointed 1 May 2015 · Until 16 Apr 2019
Crito Capital LLP (no longer appointed)
FRN 606806 · Appointed 3 Sep 2013 · Until 26 Aug 2015
Justin Bower Ltd (no longer appointed)
FRN 541726 · Appointed 14 Aug 2012 · Until 18 Jan 2021
FirstPoint Equity Partnership LLP (no longer appointed)
FRN 579902 · Appointed 20 Apr 2012 · Until 31 Oct 2019 · Tied agent
FirstPoint Equity Advisors LLP (no longer appointed)
FRN 553592 · Appointed 15 Jun 2011 · Until 28 Aug 2012

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.