FirstPoint Equity Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit
Investment Setup

For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

Senior staff personally approved by the FCA to hold their roles here.

Peter William Reilly
IRN PXR00154
- CF30 Customer (since 10 Jul 2023)
Philip Nelson-Jones
IRN PXN14344
- CF30 Customer (since 1 Nov 2019)
Sarah Ann Fielder
IRN SAS01241
- SMF16 Compliance Oversight (since 3 Feb 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Feb 2022)
Simon Gold
IRN SXG01949
- CF30 Customer (23 Nov 2018 to 20 Sep 2021)
Theodore Jones Gillman
IRN TJG01109
- CF30 Customer (8 Jan 2014 to 6 Aug 2015)
- CF4 Partner (AR) (8 Jan 2014 to 6 Aug 2015)
Timothy Fuller Goodale
IRN TFG01011
- CF30 Customer (25 Mar 2015 to 6 Aug 2015)

Smaller firms operating under this firm's FCA authorisation.

Bleecker Street Equity Limited
FRN 984944 · Appointed 7 Oct 2022
FirstPoint Equity Capital Ltd
FRN 795261 · Appointed 29 Nov 2017 · Tied agent
Calpa Capital Ltd (no longer appointed)
FRN 843684 · Appointed 7 Jun 2019 · Until 1 Jul 2019
FirstPoint Capital Ltd (no longer appointed)
FRN 794956 · Appointed 24 Nov 2017 · Until 1 Jul 2019
FirstPoint Equity Placement Ltd (no longer appointed)
FRN 709930 · Appointed 10 Jul 2015 · Until 7 Nov 2018
FirstPoint Equity Partners Ltd (no longer appointed)
FRN 690969 · Appointed 1 May 2015 · Until 16 Apr 2019
Crito Capital LLP (no longer appointed)
FRN 606806 · Appointed 3 Sep 2013 · Until 26 Aug 2015
Justin Bower Ltd (no longer appointed)
FRN 541726 · Appointed 14 Aug 2012 · Until 18 Jan 2021
FirstPoint Equity Partnership LLP (no longer appointed)
FRN 579902 · Appointed 20 Apr 2012 · Until 31 Oct 2019 · Tied agent
FirstPoint Equity Advisors LLP (no longer appointed)
FRN 553592 · Appointed 15 Jun 2011 · Until 28 Aug 2012

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.