Simon Gold

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

EQT Partners Limited
FRN 917788
- [FCA CF] Client dealing (since 8 Sep 2021)
FirstPoint Equity Ltd (no longer approved here)
FRN 537110
- CF30 Customer (23 Nov 2018 to 20 Sep 2021)
FirstPoint Equity Capital Ltd (no longer approved here)
FRN 795261
- (4)Employed By (23 Nov 2018 to 20 Sep 2021)
Asante Capital Group LLP (no longer approved here)
FRN 528366
- CF30 Customer (7 Feb 2014 to 17 Jul 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.