Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FirstPoint Equity Ltd
FRN 537110
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (AR) (since 16 Oct 2015)
- CF1 Director (AR) (since 16 Oct 2015)
- CF30 Customer (since 27 May 2011)
- SMF16 Compliance Oversight (9 Dec 2019 to 23 May 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 May 2022)
- CF1 Director (27 May 2011 to 8 Dec 2019)
- CF3 Chief Executive (27 May 2011 to 8 Dec 2019)
- CF11 Money Laundering Reporting (27 May 2011 to 8 Dec 2019)
- CF10 Compliance Oversight (27 May 2011 to 8 Dec 2019)
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FirstPoint Equity Capital Ltd
FRN 795261
- (5)Employed By (since 4 Jan 2018)
Recent activity
Updates to this individual's record on the FCA register.
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