First Sentier Investors (UK) Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Frances May Mullan
IRN FMM01009
- CF27 Investment Management (1 Dec 2001 to 1 Nov 2002)
Frank Charles Louis Maret
IRN FXM00136
- [FCA CF] Material risk taker (11 Aug 2021 to 4 Mar 2023)
- [FCA CF] Significant management (11 Aug 2021 to 4 Mar 2023)
Frank Xavier Glennon
IRN FXG01306
- CF30 Customer (30 Jun 2016 to 8 Dec 2019)
Fraser Iain Wood
IRN FXW01024
- [FCA CF] Manager of certification employee (since 22 Sep 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (13 Feb 2007 to 31 Oct 2007)
GIULIA PRADELLI
IRN GXP01813
- [FCA CF] Client dealing (21 Feb 2022 to 30 Jun 2022)
- CF30 Customer (21 Sep 2016 to 15 Oct 2019)
Gareth Adrian Howlett
IRN GAH01051
- CF27 Investment Management (1 Dec 2001 to 1 Nov 2002)
Gareth James Bevens
IRN GXB00221
- [FCA CF] Material risk taker (12 Mar 2020 to 22 Feb 2023)
- [FCA CF] Significant management (12 Mar 2020 to 22 Feb 2023)
Garry Henry Park
IRN GHP01013
- [FCA CF] Significant management (9 Dec 2019 to 20 May 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 20 May 2022)
Gary Nicholas Cotton
IRN GNC01029
- [FCA CF] Material risk taker (since 3 Oct 2025)
- SMF3 Executive Director (21 Dec 2020 to 3 Oct 2025)
- SMF1 Chief Executive (21 Dec 2020 to 29 Jul 2025)
Gary Nigel Withers
IRN GNW01012
- CF1 Director (17 Nov 2009 to 6 Feb 2013)
- CF3 Chief Executive (17 Nov 2009 to 6 Feb 2013)

Smaller firms operating under this firm's FCA authorisation.

The Service Agency Co (no longer appointed)
FRN 201421 · Appointed 22 Apr 1999 · Until 7 Jun 2007
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.