Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Sentier Investors (UK) IM Limited
FRN 119367
- [FCA CF] Manager of certification employee (since 22 Sep 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (13 Feb 2007 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (since 22 Sep 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (13 Feb 2007 to 31 Oct 2007)
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First Sentier Investors (UK) Funds Limited
FRN 143359
- [FCA CF] Manager of certification employee (since 22 Sep 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (13 Feb 2007 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 22 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.