First Sentier Investors (UK) Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Cyril Francis Johnson
IRN CFJ01012
- SMF9 Chair of the Governing Body (since 21 Nov 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 21 Nov 2022)
- CF2 Non Executive Director (24 Aug 2015 to 8 Dec 2019)
Dag Goran Einar Wetterwald
IRN DGW01080
- CF30 Customer (11 Apr 2011 to 4 Dec 2013)
Daniel Morton
IRN DXM00739
- [FCA CF] Significant management (22 Jul 2022 to 2 May 2023)
- [FCA CF] Material risk taker (22 Jul 2022 to 2 May 2023)
Daniel Vincent Latham
IRN DVL01009
- CF30 Customer (12 Feb 2009 to 5 Dec 2011)
Daniela Florina Lungu
IRN DXL01162
- CF30 Customer (7 Jan 2013 to 8 Dec 2019)
David Jagger Carss
IRN DJC01498
- CF30 Customer (20 Oct 2015 to 8 Dec 2019)
David John Leary
IRN DJL01096
- CF27 Investment Management (1 Dec 2001 to 31 Jul 2006)
David Kenneth Miller
IRN DXM00876
- [FCA CF] Significant management (19 Apr 2023 to 24 Oct 2024)
- [FCA CF] Material risk taker (19 Apr 2023 to 24 Oct 2024)
- [FCA CF] Manager of certification employee (19 Apr 2023 to 24 Oct 2024)
David Peter Gait
IRN DPG01027
- [FCA CF] Material risk taker (9 Dec 2019 to 15 Aug 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Aug 2025)
- [FCA CF] Significant management (9 Dec 2019 to 15 Aug 2025)
- CF30 Customer (1 Nov 2007 to 1 May 2016)
- CF27 Investment Management (25 Feb 2004 to 31 Oct 2007)
David Phillip James Scilly
IRN DPS01166
- CF30 Customer (21 Mar 2016 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

The Service Agency Co (no longer appointed)
FRN 201421 · Appointed 22 Apr 1999 · Until 7 Jun 2007
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.