Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Sentier Investors (UK) Funds Limited
FRN 143359
- SMF9 Chair of the Governing Body (since 21 Nov 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 21 Nov 2022)
- CF2 Non Executive Director (24 Aug 2015 to 8 Dec 2019)
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- [FCA CF] Material risk taker (9 Dec 2019 to 21 Nov 2022)
- CF2 Non Executive Director (24 Aug 2015 to 8 Dec 2019)
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- [FCA CF] Material risk taker (9 Dec 2019 to 21 Nov 2022)
- CF2 Non Executive Director (24 Aug 2015 to 8 Dec 2019)
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- CF3 Chief Executive (8 Jul 2010 to 30 Jan 2014)
- CF1 Director (2 Jan 2008 to 30 Jan 2014)
- CF11 Money Laundering Reporting (2 Jan 2008 to 4 Aug 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.