First Sentier Investors (UK) Funds Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David William Semple
IRN DWS01124
- CF10a CASS Oversight function (22 Dec 2015 to 4 Oct 2016)
Denise Wanda Saber
IRN DWS01038
- CF30 Customer (6 Aug 2014 to 20 Jun 2016)
Derek Van Osten Lygo
IRN DVL01003
- CF27 Investment Management (1 Dec 2001 to 25 Nov 2003)
Dominic Matthew St George
IRN DMS01280
- CF30 Customer (7 Oct 2013 to 8 Dec 2019)
Duncan Robert Taylor
IRN DRT01055
- CF27 Investment Management (6 Jul 2006 to 3 Oct 2007)
Edward Archibald William Tulloch
IRN EAT01010
- CF27 Investment Management (1 Dec 2001 to 30 Aug 2002)
Edward Joseph Stockley
IRN EJS01128
- CF30 Customer (9 Feb 2018 to 2 Jan 2019)
Elise Michele Golden
IRN EXG14689
- CF11 Money Laundering Reporting (16 Jul 2019 to 19 Nov 2019)
Eugene David Seo
IRN EDS01031
- CF30 Customer (12 Mar 2012 to 29 Mar 2017)
Eva Helena von Sydow
IRN EHV01006
- CF30 Customer (12 May 2009 to 18 Jun 2012)

Smaller firms operating under this firm's FCA authorisation.

The Service Agency Co (no longer appointed)
FRN 201421 · Appointed 22 Apr 1999 · Until 7 Jun 2007
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.