First Sentier Investors (UK) Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Carruthers
IRN MXC00411
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2021)
Mark David Steinberg
IRN MDS01216
- CF1 Director (9 Nov 2011 to 6 Feb 2012)
Mark Hurley
IRN MXH01312
- CF30 Customer (12 Mar 2012 to 8 Dec 2019)
Mark Lazberger
IRN MXL01720
- CF1 Director (5 Dec 2008 to 6 Feb 2012)
- CF3 Chief Executive (5 Dec 2008 to 13 Jul 2010)
Mark Reed
IRN MXR01436
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 24 Aug 2003)
Martin Cobb
IRN MXC01301
- CF27 Investment Management (1 Dec 2001 to 31 Jan 2002)
Martin Joseph Harris
IRN MJH01256
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 26 Aug 2004)
- CF27 Investment Management (1 Dec 2001 to 26 Aug 2004)
Matthew Conal Edward McKeith
IRN MCM01093
- CF26 Customer Trading (1 Dec 2001 to 26 Oct 2007)
Matthew David Savage
IRN MDS01068
- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Nov 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2024)
- CF30 Customer (30 Jun 2011 to 8 Dec 2019)
Matthew Deane
IRN MXD00771
- [FCA CF] Client dealing (since 9 May 2024)

Smaller firms operating under this firm's FCA authorisation.

The Service Agency Co (no longer appointed)
FRN 201421 · Appointed 22 Apr 1999 · Until 7 Jun 2007
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.