Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2024)
    • CF30 Customer (30 Jun 2011 to 8 Dec 2019)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Nov 2023)
    • CF30 Customer (30 Jun 2011 to 8 Dec 2019)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Nov 2023)
    • CF30 Customer (30 Jun 2011 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF30 Customer (1 Nov 2007 to 30 Oct 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.