First Sentier Investors (UK) Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Hendrie Koster
IRN HXK00199
- [FCA CF] Manager of certification employee (24 Jan 2023 to 6 Jun 2025)
- [FCA CF] Material risk taker (24 Jan 2023 to 6 Jun 2025)
- [FCA CF] Significant management (24 Jan 2023 to 6 Jun 2025)
Hendrie Koster
IRN HXK00344
- [FCA CF] Manager of certification employee (since 13 Apr 2026)
- [FCA CF] Significant management (since 13 Apr 2026)
- [FCA CF] Material risk taker (since 13 Apr 2026)
Hilary Frances Inglis
IRN HFK01001
- [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2023)
- CF30 Customer (7 Dec 2015 to 8 Dec 2019)
Hugh Noah Boddam-Whetham
IRN HXB00322
- [FCA CF] Client dealing (since 29 Feb 2024)
Hugh Tancred
IRN HXT01234
- CF30 Customer (25 Mar 2013 to 2 Sep 2013)
Hugh William Galvin O'Neill
IRN HXO00017
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2025)
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2025)
Ian Firth
IRN IXF01024
- CF26 Customer Trading (12 Jan 2002 to 17 Nov 2003)
JULIAN Bishop
IRN JPB01090
- CF27 Investment Management (1 Dec 2001 to 17 Nov 2003)
Jack Christopher Nelson
IRN JCM01269
- CF30 Customer (1 Nov 2013 to 25 Nov 2016)
Jacqueline Lowe
IRN JXK01103
- [FCA CF] Material risk taker (since 9 Aug 2021)

Smaller firms operating under this firm's FCA authorisation.

The Service Agency Co (no longer appointed)
FRN 201421 · Appointed 22 Apr 1999 · Until 7 Jun 2007
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.