First Sentier Investors International IM Limited

• Principal Place of Business

  23 St Andrew Square

  Edinburgh

  Midlothian

  EH2 1BB

  UNITED KINGDOM

  Phone

  +441314732200

  Web

  http://www.firstsentierinvestors.com

• Complaints Contact

  FINSBURY HOUSE

  15 Finsbury Circus

  London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +442073326593

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Hamish Ambrose Lea-Wilson

  IRN HAL01035

  • [FCA CF] Significant management (since 18 Aug 2024)
  • [FCA CF] Manager of certification employee (since 28 Apr 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jan 2022)
  • CF30 Customer (2 Jun 2014 to 8 Dec 2019)
• Harry Patrick Moore

  IRN HXM00124

  • [FCA CF] Manager of certification employee (since 18 Feb 2026)
  • [FCA CF] Significant management (since 18 Feb 2026)
  • [FCA CF] Material risk taker (since 18 Feb 2026)
  • [FCA CF] Significant management (31 May 2024 to 31 Dec 2025)
  • [FCA CF] Material risk taker (30 Nov 2022 to 31 Dec 2025)
  • [FCA CF] Client dealing (25 Feb 2022 to 31 Dec 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2025)
• Harry William Gladstone

  IRN HWG01011

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (16 Mar 2016 to 8 Dec 2019)
• Heather Wells

  IRN HXW01094

  • CF28 Systems and controls (2 Feb 2010 to 27 Dec 2010)
  • CF27 Investment Management (2 Jan 2003 to 27 Jun 2003)
• Heiko Jelle De Boer

  IRN HJD01037

  • CF30 Customer (1 Nov 2007 to 24 Nov 2008)
  • CF21 Investment Adviser (10 Sep 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (15 Jun 2007 to 10 Sep 2007)
• Helena Cairns

  IRN HXC00095

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Jul 2021)
• Helene Ruth Williamson

  IRN HRW01008

  • CF30 Customer (8 Sep 2011 to 8 Aug 2019)
• Hendrie Koster

  IRN HXK00199

  • [FCA CF] Material risk taker (24 Jan 2023 to 6 Jun 2025)
  • [FCA CF] Significant management (24 Jan 2023 to 6 Jun 2025)
  • [FCA CF] Manager of certification employee (24 Jan 2023 to 6 Jun 2025)
• Hendrie Koster

  IRN HXK00344

  • [FCA CF] Material risk taker (since 13 Apr 2026)
  • [FCA CF] Manager of certification employee (since 13 Apr 2026)
  • [FCA CF] Significant management (since 13 Apr 2026)
• Hilary Frances Inglis

  IRN HFK01001

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2023)
  • CF30 Customer (7 Dec 2015 to 8 Dec 2019)

No changes recorded yet.