Harry Patrick Moore

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) IM Limited

    FRN 119367

    • [FCA CF] Manager of certification employee (since 18 Feb 2026)
    • [FCA CF] Material risk taker (since 18 Feb 2026)
    • [FCA CF] Significant management (since 18 Feb 2026)
    • [FCA CF] Client dealing (23 Feb 2022 to 31 Dec 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Jan 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2025)
  • First Sentier Investors International IM Limited

    FRN 122512

    • [FCA CF] Material risk taker (since 18 Feb 2026)
    • [FCA CF] Significant management (since 18 Feb 2026)
    • [FCA CF] Manager of certification employee (since 18 Feb 2026)
    • [FCA CF] Significant management (31 May 2024 to 31 Dec 2025)
    • [FCA CF] Material risk taker (30 Nov 2022 to 31 Dec 2025)
    • [FCA CF] Client dealing (25 Feb 2022 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2025)
  • First Sentier Investors (UK) Funds Limited

    FRN 143359

    • [FCA CF] Significant management (since 18 Feb 2026)
    • [FCA CF] Material risk taker (since 18 Feb 2026)
    • [FCA CF] Manager of certification employee (since 18 Feb 2026)
    • [FCA CF] Significant management (31 May 2024 to 31 Dec 2025)
    • [FCA CF] Client dealing (25 Feb 2022 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Jan 2022)

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