Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • CF30 Customer (1 Nov 2007 to 24 Nov 2008)
    • CF21 Investment Adviser (10 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Jun 2007 to 10 Sep 2007)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • CF30 Customer (1 Nov 2007 to 24 Nov 2008)
    • CF21 Investment Adviser (10 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Jun 2007 to 10 Sep 2007)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • CF30 Customer (1 Nov 2007 to 24 Nov 2008)
    • CF21 Investment Adviser (10 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Jun 2007 to 10 Sep 2007)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF21 Investment Adviser (8 Nov 2005 to 14 Jul 2006)
    • CF22 Investment Adviser (Trainee) (6 Aug 2004 to 8 Nov 2005)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF21 Investment Adviser (8 Nov 2005 to 11 May 2007)
    • CF22 Investment Adviser (Trainee) (6 Aug 2004 to 8 Nov 2005)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • CF20 Significant Mgt (Settlements) (20 Dec 2002 to 18 Jun 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.