Finex LLP

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FRN: 507537
Date authorised: 1 April 2013
Companies House: OC347481
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

70 Gracechurch Street

London

EC3V 0HR

UNITED KINGDOM

Phone

+4402030082530

Web

https://www.finexlondon.com
Complaints Contact

70 Gracechurch Street

London

EC3V 0HR

UNITED KINGDOM

Phone

+4402030082530

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 4 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Michael Andrew Bowie
IRN MAB01229
- CF4 Partner (AR) (since 18 Oct 2023)
- [FCA CF] Client dealing (since 18 Oct 2023)
- CF30 Customer (since 18 Oct 2023)
Michael Edward Mura
IRN MEM01051
- [FCA CF] Client dealing (1 Apr 2025 to 26 Aug 2025)
Michael William Carney
IRN MWC01059
- CF30 Customer (12 Mar 2012 to 11 Jan 2017)
Michelle Gabriela Farkas
IRN MGF01044
- CF1 Director (AR) (15 Feb 2019 to 28 Aug 2019)
- CF30 Customer (15 Feb 2019 to 28 Aug 2019)
Mohit Dhawan
IRN MXD01253
- [FCA CF] Client dealing (since 17 May 2024)
- CF30 Customer (since 17 May 2024)
- CF1 Director (AR) (since 17 May 2024)
Nicholas Andrew Francis Irons
IRN NAI00002
- CF30 Customer (since 18 Oct 2023)
- CF4 Partner (AR) (since 18 Oct 2023)
- [FCA CF] Client dealing (since 18 Oct 2023)
Nicholas John Bovell
IRN NXB80312
- CF1 Director (AR) (26 May 2020 to 1 Oct 2021)
- CF30 Customer (26 May 2020 to 1 Oct 2021)
Nina Pfifer
IRN NXP01875
- CF30 Customer (19 Feb 2019 to 28 Aug 2019)
- CF1 Director (AR) (15 Feb 2019 to 28 Aug 2019)
Norman Dino Villarina
IRN NXV23243
- CF4 Partner (AR) (since 15 Feb 2021)
- CF30 Customer (15 Feb 2021 to 7 Jul 2022)
Paul Douglas Smith
IRN PXS00971
- [FCA CF] Client dealing (since 30 Oct 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

VIREMA CAPITAL LIMITED (no longer appointed)
FRN 844475 · Appointed 20 Jun 2019 · Until 27 Feb 2024
FXANM & GROUP LTD (no longer appointed)
FRN 844260 · Appointed 17 Jun 2019 · Until 1 Nov 2019
Wake Trade Technologies Ltd (no longer appointed)
FRN 760678 · Appointed 10 Jun 2019 · Until 23 Feb 2021
51NORTH PARTNERS LTD (no longer appointed)
FRN 771043 · Appointed 11 Feb 2019 · Until 2 Sep 2019
Cross Asset Macro Limited (no longer appointed)
FRN 791324 · Appointed 7 Jan 2019 · Until 29 Nov 2019 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.