Mohit Dhawan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finex LLP

    FRN 507537

    • CF30 Customer (since 17 May 2024)
    • CF1 Director (AR) (since 17 May 2024)
    • [FCA CF] Client dealing (since 17 May 2024)
  • 518AM (UK) LIMITED

    FRN 1011132

    • (2)Employed By (since 17 May 2024)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (1 Nov 2007 to 31 Jul 2013)
    • CF21 Investment Adviser (1 Jan 2007 to 31 Oct 2007)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (1 Nov 2007 to 11 Mar 2008)
    • CF21 Investment Adviser (1 Jan 2007 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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